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Individual Investor Definition
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A person (and not a corporation, partnership, proprietorship or any other entity whatsoever) who does not perform, and is not in any way engaged, in investment services and is only making investment decisions for his/her account and/or dependents and non-business use.
Professional Investor Definition
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A person registered or qualified with the Securities and Exchange Commission (the "SEC"), or authorities with similar functions in other countries, or any other securities agency.
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A person involved in giving investment services. The definition of giving investment services is: "Being authorized to give investment services or registered with the SEC or authorities with similar functions in other countries".
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A person using the Site for any purpose other than for his/her personal account or dependents, including (but not limited to): investment venture, hedge-fund, investment club, investment newsletter or website, or any other investment group.
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A person employed by a bank or other organization exempt from registration under Federal and/or state securities laws to perform functions that would require him or her to be so registered or qualified if he or she were to perform such functions for an organization not so exempt.
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